THESE NOTICES ARE FOR YOUR INFORMATION.
NO RESPONSE IS REQUIRED.
In accordance with the SEC's Regulation S-P, "Privacy of Consumer Financial Information",
If clients decide to close account(s) or become inactive, we will adhere to the privacy policies and practices as described in this notice.
This program provides certain information regarding the disciplinary history of FINRA members and their associated persons in response to written, electronic or telephonic inquiries via FINRA's, (1) toll free telephone number (1-800-289-9999) or (2) website (www.finra.org). In addition FINRA has prepared an investor brochure which describes the program in greater detail.
GMP Securities, LLC is a member of SIPC. You may obtain information about SIPC, including the SIPC brochure, by contacting SIPC at (202)371-8300; Email: firstname.lastname@example.org or through their website at: http://www.sipc.org.
GMP Securities, LLC has developed a Business Continuity Plan (BCP) explaining how we will respond to events that significantly disrupt our business. For further information regarding this BCP please refer to our website at: http://gmpsecurities.com/SiteInformation/customerdisclosure
If you have any questions regarding this policy, they can be addressed to:
GMP Securities, LLC - Compliance Department
331 Madison Avenue, 12th Floor
New York, New York 10017
Telephone: (212) 692-5194